Commodity Futures Trading Commission Act

Results: 1755



#Item
201Finance / Commodity Futures Trading Commission / Futures contract / Commodity Exchange Act / Short / Commodity Futures Modernization Act / Financial markets / Financial economics / Financial system

Client Assets Chapter 12 Commodity Futures Trading Commission Part 30 exemption order

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:45:20
202Securities / Late-2000s financial crisis / Trade Repository / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit default swap / Depository Trust & Clearing Corporation / Derivative / Trade Information Warehouse / Financial economics / Financial system / Finance

Microsoft Word - _PB_ June 3 Comment Letter 630 pm.doc

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Source URL: www.sec.gov

Language: English - Date: 2011-06-07 15:06:55
203Securities / Financial markets / Clearing house / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit default swap / IntercontinentalExchange / Derivative / Clearing / Financial economics / Finance / Financial system

  March 15, 2011 David A. Stawick, Secretary Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.sec.gov

Language: English - Date: 2011-03-16 14:22:13
204Late-2000s financial crisis / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing house / Derivative / Credit default swap / Futures contract / Securities market / Swap / Financial economics / Finance / Financial system

SWAPS & DERIVATIVES MARKET ASSOCIATION November 26, 2010 David A. Stawick, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2010-12-02 09:27:32
205Systemic risk / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Total return swap / Commodity Futures Trading Commission / Credit default swap / Financial economics / Finance / Financial system

Further Definition of "Swap," "Security-Based Swap," and "Security-Based Swap Agreement"; Mixed Swaps; Security-Based Swap Agreement Recordkeeping (Corrected to Conform to Federal Register Version)

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Source URL: www.sec.gov.

Language: English - Date: 2011-06-02 10:31:39
206Commodities market / Financial markets / Stock market / 106th United States Congress / American International Group / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Derivative / Futures contract / Financial economics / Finance / Investment

A-1090 Wien, Sensengasse 3 • Tel.: + [removed] • e-mail: [removed] • Internet:http://www.oefse.at Working Paper 45 Re-regulation of commodity derivative markets – Critical assessment of current reform

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Source URL: www.oefse.at

Language: English - Date: 2014-09-09 08:36:05
207Stock market / Systemic risk / Late-2000s financial crisis / Financial markets / Mathematical finance / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Algorithmic trading / Financial economics / Investment / Finance

,*UBS Investment Bank UBS Securities LLC

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Source URL: www.sec.gov

Language: English - Date: 2010-11-18 16:29:58
208Financial markets / Securities / Clearing house / Stock market / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities market / Commodity Futures Trading Commission / Clearing / Financial economics / Finance / Financial system

Microsoft Word - 110605_SDMA_conflicts of interest_final.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-06-16 16:03:33
209Working time / Public holidays in the United States / Futures contract / Thanksgiving

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section 40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the

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Source URL: www.nadex.com

Language: English - Date: 2015-02-22 17:45:12
210Options Clearing Corporation / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Futures contract / Futures exchange / OneChicago /  LLC / Exercise / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

THE OPTIONS CLEARING CORPORATION ONE N. WACKER DRIVE, SUITE 500, CHICAGO, ILllNOIS[removed]WAYNE P. LUTHRINGSHAUSEN CHAIRMAN OF THE BOARD TEL[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-04-26 15:53:17
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